Please note: A service business may or may not be subject to regulatory licensing, TPT and/or business licensing. Securities and Futures (Licensing and Conduct of Business) Regulations, Please check the legislation timeline to ensure that you are viewing the correct legislation version. See also, (CHAPTER 289, Sections 2(1), 84, 85, 87, 90, 91, 93 to 97, 99, 100, 102, 104, 118, 120, 123, 128, 337, 339(3) and 341). If you have questions about short-term rental licensing, please contact customer service at 206-386-1267 or STR@seattle.gov. All up-to-date DHS rules are filed on the Secretary of State’s website. FAQs on Licensing and Business Conduct (Other than for Fund Management Companies) last revised on 17 Aug 2016. DLS licenses over 800,000 individuals and businesses. Provides guidance on the requirements and procedures to apply to be a fund management company, and to appoint representatives to carry out fund management activities. Generally, all businesses that wish to conduct business in California need to register and form their legal entity with the California Secretary of State’s Office, file appropriate taxes, register as an employer, and obtain business licenses and other permits from appropriate cities or counties. 22 Interest arising from trust account, etc. EspañolThe FMCSA monitors and ensures compliance with regulations governing both safety (all carriers) and commerce (for-hire carriers). Requirements A general business license may require approvals from a variety of agencies such as the Weber-Morgan Health Department, Utah Department of Agriculture, and the Utah Division of Occupational and Professional Licensing. 19 Customer’s money deposited with approved clearing house, etc. The business license program is responsible for issuing business licenses to all persons who conduct business in the City of Surprise. All rights reserved. book-entry Treasury Bills as defined in section 2 of the Local Treasury Bills Act (Cap. 30 Customer’s assets held with approved clearing house, etc. Form for entities to apply to be a licensed venture capital fund manager (VCFM). How to qualify to be a REIT manager and what ongoing governance and compliance arrangements are expected. If you conduct a business that involves supplying one or more individuals to work in a business owned by another person you need to apply for a licence to operate as a labour hire provider. COVID-19 Information. Form for capital markets services (CMS) licensees, banks, merchant banks, finance companies and insurers to notify MAS of the appointment of temporary representatives who reside outside Singapore but plan to conduct activities in Singapore for a limited period of time. A single jurisdiction often requires multiple licenses that are issued by multiple government departments and agencies. Access regulations, updates and licensing information, Regulations, guidance and licensing for deposit-taking institutions, Regulations, guidance and licensing for capital market entities, Regulations, guidance and licensing for insurers, Regulations, guidance and licensing for payment service providers and systems, Information on MAS’ approach, strategies and efforts in these key areas, MAS’ approach to supervision and the instruments under the Acts it administers, Find out about MAS’ strategies to develop and support the financial sector, Discover what makes Singapore a leading global financial centre, Find out how MAS is co-creating a Smart Financial Centre, Latest information on MAS’ FinTech strategy, initiatives and funding schemes, Get funding on proof-of-concepts, hiring, business development and more, Sandbox relaxes regulatory requirements to enable live experiments of innovation, Various payment initiatives including SGQR, FAST and PayNow, World’s first open architecture platform for FIs to discover FinTechs and deploy solutions, The GTCN is a cross-border DLT project to digitalise trade and trade finance, Industry collaboration that explores blockchain’s usage for Central Bank Digital Currency, World’s largest festival for the FinTech community to connect, collaborate and co-create, Fast track intellectual property protection through various initiatives, A collaborative AI-driven global solutions hub to foster SME digitalisation, Find out about the opportunities and plans that MAS has to grow your business areas, Read about the support that is available for your business operations, Find out how MAS and our partners build a pipeline of financial professionals and leaders, Read about MAS’ monetary policy framework, central bank operations and related information, Get information on SSB, SGS Bonds, T-bills, MAS Bills and MAS FRN, Discover more about the Singapore’s currency, Access the various consultations, monographs, macroeconomic reviews and other publications, View data on Singapore’s financial sector, reserves statistics, exchange rates and others, Get the latest news, speeches, updates and announcements, Find out about working in MAS and the various opportunities that are available. Kansas-domiciled corporations, associations, partnerships, sole proprietorships, limited liability companies, limited liability partnerships, or other legal entities acting as insurance agents and holding a direct agency appointment from an insurance company or companies are required to obtain a resident insurance agency license. Certain Basic Business licensees are required to maintain insurance and bond coverage as specified in the D.C. Municipal Regulations. Insurance Licensing Announcement. Review the U.S. Resident Agency Licensing Requirements. 33 Lending of customer’s specified products, 37 Computation for trust accounts and custody accounts, 38 Customer’s moneys and assets held by approved clearing house or recognised clearing house, 39 Books of holder of capital markets services licence, 40 Provision of statement of account to customers, 41 Documentation required by Authority, approved exchange or approved clearing house, 43 Limits for unsecured credit and credit facilities, 45 Specified products borrowing and lending, 46AD Advertisement other than product advertisement, 47A Disclosure of certain interests in respect of underwriting agreement, 47DA General risk disclosure requirements, 48 Compliance with Rules and Market Practices, 52 Non-applicability of section 339 (2) of Act under certain circumstances, 54 Banks, merchant banks and finance companies, 54B Exempt persons dealing in non-centrally cleared derivatives contracts on behalf of accredited investors, expert investors or institutional investors, 57 Exemption from section 82(1) of Act for corporations previously carrying on business in dealing in specified OTC derivatives contracts, 58 Exemptions from Act for persons previously holding financial adviser’s licence for marketing of any collective investment scheme and their representatives, 59 Exemption from Act for persons previously acting as representatives, 60 Exemptions for exempt persons previously carrying on business in dealing in specified contracts, 61 Exemptions for holders of capital markets services licence in respect of business in dealing in capital markets products that are specified OTC derivatives contracts, and representatives of such holders, 62 Exemption for holders of capital markets services licence, and representatives of such holders in respect of regulated activity other than dealing in capital markets products that are specified OTC derivatives contracts, 63 Exemption for exempt persons under section 99(1)(, 64 Exemption for exempt persons under section 99(1)(, Revised Editions of Subsidiary Legislation, “advertisement” means any dissemination or conveyance of information in connection with a promotion of, or an invitation or a solicitation in respect of, any product or service, by any means or in any form, including by means of —. We are asking that patrons conduct business by telephone, mail, or electronically. § 115.56 Subd. A state business license is a document that offers proof that a business is legally allowed to operate in that state. Form for entities (other than fund management companies to apply for a capital markets services licence to conduct regulated activities under the Securities and Futures Act. 88); “executive director” means a director who is concurrently an executive officer; “foreign exchange OTC derivatives contract” or “FX OTC derivatives contract” means an OTC derivatives contract —, which is entered into by one party providing to the other party money, securities, property or other collateral which represents only a part of the value of the contract; and, the value of which is determined by reference to, is derived from, or varies by reference to —, the value or amount of any currency or currency index; or. 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